About Us

How Do You Pay For Sergio's Services

If after your intitial consultation you and Sergio decide to work together, the following are the ways Sergio may be compensated.


Risk Management

If after creating your financial plan there are different insurance products that may address your risk managment needs (such as life insurance) then Sergio will be paid a commission on the purchase of any life insurance policy that you decide to implement through him. You are in no way obligated to purchase any life insurance policy needed for your plan from Sergio, but he is a licensed insurance agent in Texas if you wish to do so.


Wealth Management 

If after your financial consultation you require assistance in managing your investment portfolio to generate income, preserve assets, or grow your assets then you may benefit from an ongoing advisory relationship. The following are the fees associated with the management of your wealth:


Annual Advisory Fee Schedule based on Assets Under Management:


$25,000 - $99,999 = 1.35% 

$100,000 - $749,999 = 1.25% 

$750,000 - $1,249,999 = 1.15% 

$1,250,00 - $4,999,999 = 1.00% 

$5,000,000 - $24,999,999 = 0.75%

$25,000,00 + = 0.50%

Securities offered through Equitable Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through Equitable Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries. Equitable Network, LLC does business in California as Equitable Network Insurance Agency of California, LLC and, in Utah, Equitable Network Insurance Agency of Utah, LLC. Equitable Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

IMPORTANT: The names of all companies under the formerly-used AXA brand name have been updated under Equitable, the brand name of Equitable Holdings, Inc. and its family of companies. As we work to completely revise all of our website content, advertising, and other communications, you may occasionally see a remaining and inadvertent reference to some variation of "AXA", which should be disregarded and will be corrected as soon as possible.

Link to equitable.com

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