About Us

How Do You Pay For Sergio's Services

If after your intitial consultation you and Sergio decide to work together, the following are the ways Sergio may be compensated.

 

Risk Management

If after creating your financial plan there are different insurance products that may address your risk managment needs (such as life insurance) then Sergio will be paid a commission on the purchase of any life insurance policy that you decide to implement through him. You are in no way obligated to purchase any life insurance policy needed for your plan from Sergio, but he is a licensed insurance agent in Texas if you wish to do so.

 

Wealth Management 

If after your financial consultation you require assistance in managing your investment portfolio to generate income, preserve assets, or grow your assets then you may benefit from an ongoing advisory relationship. The following are the fees associated with the management of your wealth:

 

Annual Advisory Fee Schedule based on Assets Under Management:

 

$25,000 - $99,999 = 1.35% 

$100,000 - $749,999 = 1.25% 

$750,000 - $1,249,999 = 1.15% 

$1,250,00 - $4,999,999 = 1.00% 

$5,000,000 - $24,999,999 = 0.75%

$25,000,00 + = 0.50%

Securities offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC registered investment advisor.

Annuity and insurance products offered through Equitable Network, LLC, which conducts business in CA as Equitable Network Insurance Agency of California, LLC, in UT as Equitable Network Insurance Agency of Utah, LLC, and in PR as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Please consult your tax and legal advisors regarding your particular circumstances. Individuals may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

For more information about Equitable Advisors, LLC you may visit equitable.com/crs to review the firm’s Relationship Summary for Retail Investors and General Conflicts of Interest Disclosure. Equitable Advisors and Equitable Network are brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively.

Link to equitable.com

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